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XIAOMING LIAO
MICHELLE LIAO
CRD#: 6172308
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2580 W EL CAMINO REAL, STE 9
MOUNTAIN VIEW, CA 94040-1308
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2580 W EL CAMINO REAL, STE 9
MOUNTAIN VIEW, CA 94040-1212
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2023 (10 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - 2023 (3 years)
License(s)

State Registrations

B
Arizona 8/2/2023

B
Michigan 8/2/2023

B
California 8/2/2023

B
Nevada 8/2/2023

IA
California 9/5/2023

B
New York 8/2/2023

B
Connecticut 8/2/2023

B
North Carolina 8/2/2023

B
Hawaii 8/2/2023

B
Ohio 8/2/2023

B
Illinois 8/2/2023

B
Oregon 8/2/2023

B
Indiana 8/2/2023

B
Pennsylvania 8/2/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
2580 W EL CAMINO REAL, STE 9, MOUNTAIN VIEW, CA 94040-1308
Registered with this firm since 9/5/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2580 W EL CAMINO REAL, STE 9, MOUNTAIN VIEW, CA 94040-1212
SAN MATEO, CA
Registered with this firm since 8/2/2023

Previous Registration(s)
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IA
10/29/2019 - 07/18/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN MATEO, CA
B
07/16/2013 - 07/18/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN MATEO, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.