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KATHRYN C MCCALL
KATHRYN C HUGHES
CRD#: 6171775
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 740 University Avenue
Sacramento, CA 95825
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 740 University Avenue
Sacramento, CA 95825
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2021 - Present (4 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2019 - 2021 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - 2017 (4 years)
License(s)

State Registrations

B
California 1/29/2021

IA
California 1/29/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
740 University Avenue, Sacramento, CA 95825
Registered with this firm since 1/29/2021

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
740 University Avenue, Sacramento, CA 95825
1410 Rocky Ridge Drive, Suite 150, Roseville, CA 95661
Registered with this firm since 1/29/2021

Previous Registration(s)
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04/17/2019 - 02/09/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SACRAMENTO, CA
B
06/17/2013 - 10/04/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.