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Susan S Yang
SUSAN S HONG, SUSAN HONG, SUSAN YANG
CRD#: 6169611
IA
B
MORGAN STANLEYCRD#: 149777 800 Newport Center Drive
Suite 500
Newport Beach, CA 92660
Suite 500
Newport Beach, CA 92660
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 6/28/2023
B
Nebraska 5/24/2021
B
Arizona 5/24/2021
B
Nevada 5/24/2021
B
California 5/18/2021
B
New Jersey 8/2/2021
IA
California 5/18/2021
B
New York 5/24/2021
B
Colorado 5/24/2021
B
North Carolina 5/24/2021
B
Connecticut 1/4/2022
B
North Dakota 5/24/2021
B
Delaware 5/24/2021
B
Ohio 5/25/2021
B
District of Columbia 5/24/2021
B
Oregon 5/24/2021
B
Florida 5/24/2021
B
Pennsylvania 5/24/2021
B
Idaho 5/24/2021
B
South Carolina 5/24/2021
B
Illinois 5/24/2021
B
Tennessee 5/24/2021
B
Iowa 1/19/2023
B
Texas 5/24/2021
B
Kentucky 5/24/2021
IA
Texas 5/25/2021
B
Maryland 5/24/2021
B
Utah 5/24/2021
B
Massachusetts 5/24/2021
B
Virginia 5/24/2021
B
Michigan 5/24/2021
B
Washington 5/24/2021
B
Minnesota 5/24/2021
B
Wisconsin 5/24/2021
B
Montana 6/3/2022
B
Wyoming 6/10/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/18/2021
B
Registered with this firm since 5/18/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/01/2020 - 12/21/2020 | LOS ANGELES, CA | |
IA | 07/15/2019 - 04/30/2020 | Beverly Hills, CA | |
IA | 08/17/2018 - 08/08/2019 | BEVERLY HILLS, CA | |
IA | 01/24/2018 - 05/15/2018 | LOS ANGELES, CA | |
B | 01/24/2018 - 05/15/2018 | LOS ANGELES, CA | |
IA | 05/12/2017 - 01/19/2018 | BEVERLY HILLS, CA | |
IA | 01/09/2015 - 11/11/2016 | LOS ANGELES, CA | |
B | 01/09/2015 - 11/11/2016 | LOS ANGELES, CA | |
IA | 11/13/2014 - 12/17/2014 | EL SEGUNDO, CA | |
B | 11/13/2014 - 12/17/2014 | EL SEGUNDO, CA | |
IA | 08/25/2014 - 11/06/2014 | LOS ANGELES, CA | |
B | 05/19/2014 - 11/06/2014 | LOS ANGELES, CA |
EL SEGUNDO, CA
11/13/2014 - 12/17/2014
EL SEGUNDO, CA
11/13/2014 - 12/17/2014
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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