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Detailed Report
TAYLOR THOMPSON
TAYLOR MICHAEL THOMPSON
CRD#: 6168639
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8040 South 48th Street
Phoenix, AZ 85044
CHARLES SCHWAB & CO., INC.CRD#: 5393 8040 South 48th Street
Phoenix, AZ 85044
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - 2021 (8 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - 2021 (5 years)
License(s)

State Registrations

B
Alaska 2/14/2025
B
Nevada 11/11/2024
B
Arizona 1/25/2024
B
New Jersey 7/11/2024
IA
Arizona 1/30/2024
B
New York 7/11/2024
B
California 1/25/2024
B
Pennsylvania 8/22/2024
B
Colorado 4/23/2024
B
South Carolina 12/3/2024
B
Florida 4/23/2024
B
Texas 12/3/2024
B
Hawaii 5/3/2024
IA
Texas 12/3/2024
B
Idaho 2/15/2025
B
Washington 6/22/2024
B
Maryland 5/1/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8040 South 48th Street, Phoenix, AZ 85044
Registered with this firm since 1/30/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8040 South 48th Street, Phoenix, AZ 85044
Registered with this firm since 1/25/2024
Previous Registration(s)
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IA
 08/20/2021 - 01/24/2024 VANGUARD ADVISERS, INC. (CRD#:106715) Scottsdale, AZ
B
 08/20/2021 - 01/24/2024 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
IA
 02/02/2016 - 06/22/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Tacoma, WA
B
 06/12/2013 - 06/22/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Tacoma, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.