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JACQUELYN JOANNE NOTERMANN
JACQUELYN JOANNE SCHWANKE NOTERMANN, JACQUELYN JOANNE SCHWANKE
CRD#: 6167205
IA
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OSAIC WEALTH, INC.CRD#: 23131 2770 COMMERCE DRIVE NW
ROCHESTER, MN 55901
ROCHESTER, MN 55901
0
Disclosures
11
Years of Experience
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State Registrations
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Minnesota 11/2/2018
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Minnesota 11/2/2018
SRO Registrations
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Registered with this firm since 11/2/2018
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/02/2018 | ROCHESTER, MN | |
B | 05/13/2016 - 11/02/2018 | ROCHESTER, MN | |
IA | 02/27/2014 - 05/13/2016 | ROCHESTER, MN | |
B | 09/09/2013 - 05/13/2016 | ROCHESTER, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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