Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
GREGORY ZIER
CRD#: 6166883
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1919 US 1 S
ST. AUGUSTINE, FL 32086
Registration History
20132014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - Present (12 years)
License(s)

State Registrations

B
Alabama 10/26/2023
B
New Hampshire 12/5/2023
B
Arkansas 8/22/2023
B
New Jersey 8/22/2023
B
California 8/22/2023
B
New York 8/22/2023
B
Colorado 5/29/2024
B
North Carolina 8/22/2023
B
District of Columbia 3/4/2025
B
Ohio 8/23/2023
B
Florida 4/10/2013
B
Oklahoma 10/26/2023
IA
Florida 7/24/2023
B
Oregon 8/22/2023
B
Georgia 4/18/2013
B
Pennsylvania 8/22/2023
B
Kentucky 10/26/2023
B
South Carolina 8/22/2023
B
Maryland 8/22/2023
B
Tennessee 8/22/2023
B
Massachusetts 10/4/2023
B
Texas 8/22/2023
B
Michigan 11/29/2023
IA
Texas 8/22/2023
B
Mississippi 8/22/2023
B
Virginia 8/22/2023
B
Missouri 10/26/2023
B
Washington 10/26/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1919 US 1 S, ST. AUGUSTINE, FL 32086
13750 OLD ST AUGUSTINE RD, JACKSONVILLE, FL 32258
Registered with this firm since 7/24/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1919 US 1 S, ST. AUGUSTINE, FL 32086
13750 OLD ST AUGUSTINE RD, JACKSONVILLE, FL 32258
Registered with this firm since 4/8/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.