DAKOTA PIUS DURBIN - Investment Adviser at CETERA INVESTMENT ADVISERS LLC

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Detailed ReportReport

DAKOTA PIUS DURBIN

CRD#: 6165987

Investment Adviser

Broker

CETERA INVESTMENT ADVISERS LLCCRD#: 105644

2 S MAIN STREET
MANSFIELD, OH 44902

CETERA INVESTMENT SERVICES LLCCRD#: 15340

2 S MAIN STREET
MANSFIELD, OH 44902

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Florida 1/29/2024

Ohio 12/10/2022

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

CETERA INVESTMENT ADVISERS LLC (CRD#:105644)

2 S MAIN STREET, MANSFIELD, OH 44902

Registered with this firm since 12/10/2022

CETERA INVESTMENT SERVICES LLC (CRD#:15340)

2 S MAIN STREET, MANSFIELD, OH 44902

Registered with this firm since 12/9/2022

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	08/03/2016 - 12/09/2022	INFINEX INVESTMENTS, INC. (CRD#:35371)	MANSFIELD, OH
B	01/28/2016 - 12/09/2022	INFINEX INVESTMENTS, INC. (CRD#:35371)	MANSFIELD, OH
B	11/25/2013 - 02/26/2016	SECURITIES AMERICA, INC. (CRD#:10205)	BUCYRUS, OH
B	04/08/2013 - 12/26/2013	INFINEX INVESTMENTS, INC. (CRD#:35371)	MT. HOPE, OH

INFINEX INVESTMENTS, INC. (CRD#:35371)

MANSFIELD, OH

08/03/2016 - 12/09/2022

INFINEX INVESTMENTS, INC. (CRD#:35371)

MANSFIELD, OH

01/28/2016 - 12/09/2022

SECURITIES AMERICA, INC. (CRD#:10205)

BUCYRUS, OH

11/25/2013 - 02/26/2016

INFINEX INVESTMENTS, INC. (CRD#:35371)

MT. HOPE, OH

04/08/2013 - 12/26/2013

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.