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Amanda Sachs
AMANDA KATHRYN GIFFORD, AMANDA GIFFORD, AMANDA SACHS, Amanda Kathryn Sachs
CRD#: 6165959
IA
B
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 300 N CORPORATE DR
SUITE 270
BROOKFIELD, WI 53045
SUITE 270
BROOKFIELD, WI 53045
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 300 N CORPORATE DR
SUITE 270
BROOKFIELD, WI 53045
SUITE 270
BROOKFIELD, WI 53045
0
Disclosures
11
Years of Experience
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State Registrations
B
Wisconsin 10/23/2024
IA
Wisconsin 10/23/2024
SRO Registrations
B
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IA
Registered with this firm since 10/23/2024
B
Registered with this firm since 10/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2021 - 11/01/2024 | MEQUON, WI | |
B | 05/27/2022 - 11/01/2024 | Mequon, WI | |
B | 09/28/2021 - 05/27/2022 | Mequon, WI | |
IA | 02/25/2015 - 09/30/2021 | MEQUON, WI | |
B | 07/09/2014 - 09/30/2021 | MEQUON, WI | |
B | 05/10/2013 - 06/17/2014 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.