Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOSHUA SAMUEL HEIDEN
JOSHUA HEIDEN
CRD#: 6165555
IA
Investment Adviser
B
Previous Broker
AVIOR WEALTH MANAGEMENT, LLCCRD#: 148674 14301 FIRST NATIONAL BANK PARKWAY
SUITE 410
OMAHA, NE 68154
Registration History
20132014201520162017201820192020202120222023202420252026IAAVIOR WEALTH MANAGEMENT, LLC (CRD# 148674)2019 - Present (5 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2013 - 2019 (6 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2019 (1 year)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2014 - 2018 (3 years)
License(s)

State Registrations

IA
Arkansas 3/10/2022
IA
Texas 10/16/2019
IA
California 3/10/2022
Current Registration(s)
IA
AVIOR WEALTH MANAGEMENT, LLC (CRD#:148674)
14301 FIRST NATIONAL BANK PARKWAY SUITE 410, OMAHA, NE 68154
Registered with this firm since 10/16/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/08/2018 - 10/28/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 03/25/2013 - 10/23/2019 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
 07/15/2014 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.