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Detailed Report
WILLIAM A CASHEL
WILLIAM ALOYSIUS CASHEL III, WILLIAM ALOYSIUS CASHEL
CRD#: 6163988
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1817 MOUNT HOLLY RD
BURLINGTON, NJ 08016
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2018 (5 years)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 11/2/2022
B
New Jersey 5/24/2018
B
California 11/2/2022
IA
New Jersey 5/30/2018
B
Connecticut 5/22/2023
B
New York 5/24/2018
B
Delaware 11/2/2022
B
North Carolina 11/29/2021
B
Florida 5/24/2018
B
Ohio 8/24/2023
B
Georgia 7/27/2020
B
Pennsylvania 5/24/2018
B
Illinois 7/10/2024
B
South Carolina 11/2/2022
B
Maine 7/10/2024
B
Tennessee 11/2/2022
B
Maryland 11/2/2022
B
Texas 7/9/2020
B
Massachusetts 10/30/2020
IA
Texas 7/9/2020
B
Michigan 7/10/2024
B
Utah 8/29/2023
B
Minnesota 7/10/2024
B
Virginia 5/24/2018
B
New Hampshire 5/24/2018
B
West Virginia 7/10/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1817 MOUNT HOLLY RD, BURLINGTON, NJ 08016
2 WASHINGTON CROSSING RD, PENNINGTON, NJ 08534
Registered with this firm since 5/24/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1817 MOUNT HOLLY RD, BURLINGTON, NJ 08016
2 WASHINGTON CROSSING RD, PENNINGTON, NJ 08534
Registered with this firm since 5/24/2018
Previous Registration(s)
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IA
 05/10/2013 - 05/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
 04/11/2013 - 05/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.