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Charles Rex Scott III
CHARLES SCOTT, CHARLIE SCOTT, Charles Rex Scott
CRD#: 6163167
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Atlanta, GA
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2022 - Present (2 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - 2022 (6 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2022 (6 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - 2016 (1 year)
License(s)

State Registrations

B
Georgia 11/18/2022

IA
Georgia 11/22/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Atlanta, GA
Registered with this firm since 11/22/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Atlanta, GA
Registered with this firm since 11/18/2022

Previous Registration(s)
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IA
09/20/2016 - 10/11/2022 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) ATLANTA, GA
B
11/04/2015 - 10/11/2022 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
12/03/2015 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
01/02/2015 - 10/06/2015 METLIFE SECURITIES INC. (CRD#:14251) ATLANTA, GA
B
01/02/2015 - 10/06/2015 METLIFE SECURITIES INC. (CRD#:14251) ATLANTA, GA
IA
09/12/2013 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) ATLANTA, GA
B
08/23/2013 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.