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Detailed Report
ASHLEY RINGGOLD DAVY
ASHLEY RENE RINGGOLD, ASHLEY RENE' RINGGOLD
CRD#: 6160520
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5505 LAWRENCEVILLE HWY NW
LILBURN, GA 30047
Registration History
2014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (9 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - Present (10 years)BE*TRADE SECURITIES LLC (CRD# 29106)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alabama 9/23/2024
B
Nevada 8/21/2019
B
California 1/27/2016
B
New Jersey 1/12/2022
B
Colorado 10/2/2020
B
North Carolina 1/28/2016
B
Florida 1/27/2016
B
Pennsylvania 6/16/2020
B
Georgia 6/26/2014
B
South Carolina 1/27/2016
IA
Georgia 4/29/2019
B
Texas 1/27/2016
B
Illinois 3/2/2016
IA
Texas 2/16/2016
B
Maryland 5/20/2022
B
Wisconsin 12/19/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5505 LAWRENCEVILLE HWY NW, LILBURN, GA 30047
2333 E MAIN ST, SNELLVILLE, GA 30078
Registered with this firm since 2/16/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5505 LAWRENCEVILLE HWY NW, LILBURN, GA 30047
2333 E MAIN ST, SNELLVILLE, GA 30078
Registered with this firm since 6/26/2014
Previous Registration(s)
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B
 01/15/2014 - 06/23/2014 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.