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Detailed Report
Andrew Douglas Walker
CRD#: 6160395
IA
Investment Adviser
B
Broker
THRIVENT ADVISOR NETWORK, LLCCRD#: 304569 7600 France Avenue S,
Suite 710
Edina, MN 55435
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 7760 Frances Ave S
Edina, MN 55435
Registration History
2014201520162017201820192020202120222023202420252026BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2024 - Present (<1 year)IATHRIVENT ADVISOR NETWORK, LLC (CRD# 304569)2020 - Present (4 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2020 - 2024 (3 years)IAROCKET CAPITAL MANAGEMENT, L.L.C. (CRD# 128077)2014 - 2016 (2 years)
License(s)

State Registrations

B
Florida 10/28/2024
B
Minnesota 8/8/2024
IA
Minnesota 7/28/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
7760 Frances Ave S , Edina, MN 55435
Shoreview, MN
Registered with this firm since 8/8/2024
IA
THRIVENT ADVISOR NETWORK, LLC (CRD#:304569)
7600 France Avenue S, Suite 710, Edina, MN 55435
Registered with this firm since 7/28/2020
Previous Registration(s)
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B
 12/17/2020 - 08/02/2024 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Edina, MN
IA
 10/27/2014 - 11/11/2016 ROCKET CAPITAL MANAGEMENT, L.L.C. (CRD#:128077) WAYZATA, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.