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Austin DeShane
AUSTIN ROSS DESHANE
CRD#: 6158951
IA
B
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 18211 KATY FWY
SUITE 225
HOUSTON, TX 77094
SUITE 225
HOUSTON, TX 77094
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 18211 KATY FWY
SUITE 225
HOUSTON, TX 77433
SUITE 225
HOUSTON, TX 77433
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12/22/2016
Financial
Final
3/1/2016
Financial
Final
State Registrations
IA
Texas 7/1/2021
B
Texas 10/3/2024
SRO Registrations
B
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B
Registered with this firm since 7/23/2021
IA
Registered with this firm since 7/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/01/2021 - 10/02/2024 | HOUSTON, TX | |
IA | 04/04/2014 - 07/14/2021 | DALLAS, TX | |
B | 05/09/2013 - 07/14/2021 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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