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Eric Snell
Eric PARKER Snell
CRD#: 6158814
IA
B
EDWARD JONESCRD#: 250 34 CONGRESS ST SUITE 102
SARATOGA SPRINGS, NY 12866
SARATOGA SPRINGS, NY 12866
0
Disclosures
11
Years of Experience
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State Registrations
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California 1/29/2024
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New York 1/29/2024
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Colorado 1/29/2024
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New York 1/30/2024
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Connecticut 1/29/2024
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North Carolina 1/29/2024
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Florida 1/29/2024
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Ohio 1/30/2024
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Illinois 1/29/2024
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Oregon 1/29/2024
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Maryland 1/29/2024
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Pennsylvania 1/29/2024
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Massachusetts 1/29/2024
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South Carolina 1/29/2024
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Michigan 1/29/2024
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Texas 1/29/2024
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Minnesota 1/29/2024
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Texas 1/30/2024
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Missouri 1/29/2024
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Vermont 1/29/2024
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Nebraska 1/29/2024
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Virginia 1/29/2024
SRO Registrations
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Registered with this firm since 1/30/2024
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Registered with this firm since 1/29/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/17/2022 - 01/09/2024 | Portland, OR | |
B | 01/26/2022 - 01/09/2024 | Portland, OR | |
B | 11/29/2018 - 12/20/2023 | Portland, OR | |
IA | 12/14/2018 - 09/07/2023 | PORTLAND, OR | |
IA | 12/14/2018 - 10/14/2022 | Portland, OR | |
IA | 02/16/2018 - 09/13/2018 | CAMAS, WA | |
IA | 06/03/2013 - 08/04/2017 | SARATOGA SPRINGS, NY | |
B | 03/21/2013 - 08/04/2017 | SARATOGA SPRINGS, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.