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Detailed Report
MICHAEL HOU
Peng Hou
CRD#: 6158641
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 123-127 SOUTH LAKE AVE.
PASADENA, CA 91101
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - Present (6 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2025 (6 years)
License(s)

State Registrations

B
Alabama 1/9/2023
B
Missouri 1/8/2019
B
Alaska 1/9/2023
B
Montana 1/7/2019
B
Arizona 1/7/2019
B
Nevada 11/27/2018
B
Arkansas 1/6/2020
B
New Hampshire 1/8/2019
B
California 11/2/2018
B
New Jersey 1/9/2019
IA
California 3/31/2025
B
New Mexico 1/6/2020
B
Colorado 11/5/2018
B
New York 11/5/2018
B
Connecticut 11/1/2018
B
North Carolina 11/2/2018
B
Delaware 11/3/2021
B
Ohio 1/7/2019
B
District of Columbia 1/7/2019
B
Oklahoma 11/3/2021
B
Florida 11/5/2018
B
Oregon 1/10/2019
B
Georgia 1/7/2019
B
Pennsylvania 1/8/2019
B
Hawaii 11/2/2018
B
Rhode Island 1/9/2019
B
Idaho 1/10/2019
B
South Carolina 1/8/2019
B
Illinois 11/5/2018
B
South Dakota 11/29/2021
B
Indiana 1/7/2019
B
Tennessee 1/8/2019
B
Kansas 11/4/2021
B
Texas 11/2/2018
B
Kentucky 11/8/2018
IA
Texas 3/31/2025
B
Louisiana 1/7/2020
B
Utah 11/2/2018
B
Maryland 1/10/2019
B
Vermont 1/7/2019
B
Massachusetts 11/2/2018
B
Virginia 11/1/2018
B
Michigan 1/8/2019
B
Washington 11/2/2018
B
Minnesota 1/7/2019
B
Wisconsin 1/8/2019
B
Mississippi 1/7/2019
B
Wyoming 11/3/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
155 SEAPORT BLVD, BOSTON, MA 02210-2698
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
123-127 SOUTH LAKE AVE., PASADENA, CA 91101
WEST COVINA, CA
Registered with this firm since 11/1/2018
Previous Registration(s)
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IA
 11/26/2018 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) PASADENA, CA
IA
 08/02/2017 - 08/23/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 04/28/2017 - 08/23/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.