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JANET M FIELDMAN
JANET FIELDMAN, JANET M SINGLETON
CRD#: 6158241
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 232 S. UNION AVE.
PUEBLO, CO 81003
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2021 (5 years)2 FIRMS2021 - Present (3 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2013 - 2016 (2 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2014 - 2016 (1 year)
License(s)

State Registrations

B
Arizona 8/25/2021

B
Missouri 9/8/2023

B
California 8/25/2021

B
New Jersey 9/13/2023

B
Colorado 8/25/2021

B
New Mexico 8/25/2021

IA
Colorado 8/25/2021

B
New York 9/25/2023

B
Florida 8/25/2021

B
Texas 8/25/2021

B
Hawaii 4/20/2023

IA
Texas 8/25/2021

B
Kansas 8/25/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
232 S. UNION AVE., PUEBLO, CO 81003
PUEBLO, CO
Registered with this firm since 8/25/2021

B
LPL FINANCIAL LLC (CRD#:6413)
232 S. UNION AVE., PUEBLO, CO 81003
PUEBLO, CO
Registered with this firm since 8/25/2021

Previous Registration(s)
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IA
03/24/2016 - 09/10/2021 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Pueblo, CO
B
03/24/2016 - 09/10/2021 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) Pueblo, CO
IA
07/21/2014 - 03/29/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) PUEBLO, CO
B
06/18/2013 - 03/29/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) PUEBLO, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.