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Detailed Report
CHARLES RYAN MUZZO
C RYAN MUZZO, CHARLES Ryan MUZZO, CHARLES MUZZO, RYAN MUZZO
CRD#: 6157451
IA
Investment Adviser
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Previous Broker
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANYCRD#: 206518 111 W. OAK AVENUE
STE 450
TAMPA, FL 33602
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - 2023 (1 year)IAWALSER WEALTH MANAGEMENT COMPA... (CRD# 206518)2023 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2022 - 2022 (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2013 - 2018 (4 years)
License(s)

State Registrations

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Florida 12/14/2023
Current Registration(s)
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WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY (CRD#:206518)
111 W. OAK AVENUE STE 450, TAMPA, FL 33602
Registered with this firm since 12/14/2023
Previous Registration(s)
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 03/14/2022 - 10/20/2023 STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#:283004) Clearwater, FL
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 05/27/2022 - 10/20/2023 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254) CLEARWATER, FL
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 03/14/2022 - 05/27/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) CLEARWATER, FL
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 09/04/2018 - 03/10/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEMINOLE, FL
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 07/09/2018 - 03/10/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEMINOLE, FL
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 09/09/2013 - 05/22/2018 NYLIFE SECURITIES LLC (CRD#:5167) HUNTSVILLE, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.