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Detailed Report
JOE LOIODICE
JOSEPH FRANCIS LOIODICE, JOSEPH LOIODICE
CRD#: 6157369
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 600 NEWMAN SPRINGS RD
LINCROFT, NJ 07738
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BBERNSTEIN INSTITUTIONAL SERVIC... (CRD# 317807)2024 - 2024 (<1 year)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2020 - 2024 (3 years)BALLIANCEBERNSTEIN INVESTMENTS,... (CRD# 14549)2020 - 2021 (1 year)BALLIANCEBERNSTEIN INVESTMENTS,... (CRD# 14549)2017 - 2019 (2 years)BEDI FINANCIAL, INC. (CRD# 15699)2014 - 2016 (2 years)BLAIDLAW & COMPANY (UK) LTD. (CRD# 119037)2013 - 2014 (<1 year)BHFP CAPITAL MARKETS LLC (CRD# 44351)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Delaware 3/20/2025
IA
New Jersey 10/28/2024
B
Florida 1/17/2025
B
New York 1/17/2025
B
Georgia 2/7/2025
B
Pennsylvania 1/14/2025
B
Maryland 12/5/2024
B
Rhode Island 1/17/2025
B
Massachusetts 1/22/2025
B
South Carolina 3/19/2025
B
New Jersey 10/25/2024
B
Virginia 2/7/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
600 NEWMAN SPRINGS RD, LINCROFT, NJ 07738
2115 W COUNTY LINE RD, JACKSON, NJ 08527
Registered with this firm since 10/28/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
600 NEWMAN SPRINGS RD, LINCROFT, NJ 07738
2115 W COUNTY LINE RD, JACKSON, NJ 08527
Registered with this firm since 10/25/2024
Previous Registration(s)
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B
 03/29/2024 - 10/23/2024 BERNSTEIN INSTITUTIONAL SERVICES LLC (CRD#:317807) NEW YORK, NY
B
 04/02/2020 - 03/29/2024 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NEW YORK, NY
B
 04/02/2020 - 11/30/2021 ALLIANCEBERNSTEIN INVESTMENTS, INC. (CRD#:14549) NASHVILLE, TN
B
 01/10/2017 - 09/26/2019 ALLIANCEBERNSTEIN INVESTMENTS, INC. (CRD#:14549) NEW YORK, NY
B
 04/14/2014 - 12/31/2016 EDI FINANCIAL, INC. (CRD#:15699)
FINRA expelled the firm on 06/01/2017
LAKE COMO, NJ
B
 07/17/2013 - 04/01/2014 LAIDLAW & COMPANY (UK) LTD. (CRD#:119037) NEW YORK, NY
B
 05/22/2013 - 05/29/2013 HFP CAPITAL MARKETS LLC (CRD#:44351)
FINRA expelled the firm on 06/25/2014
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.