Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DEREK JASON ALLSUP
DEREK ALLSUP
CRD#: 6155966
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2195 E RIVER RD
[SA-RBO]
TUCSON, AZ 85718
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (2 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 5/23/2017
IA
Arizona 5/23/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2195 E RIVER RD [SA-RBO], TUCSON, AZ 85718
Registered with this firm since 5/23/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2195 E RIVER RD [SA-RBO], TUCSON, AZ 85718
Registered with this firm since 5/23/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/18/2016 - 05/02/2017 LPL FINANCIAL LLC (CRD#:6413) ORO VALLEY, AZ
B
 03/18/2016 - 05/02/2017 LPL FINANCIAL LLC (CRD#:6413) ORO VALLEY, AZ
IA
 03/26/2013 - 12/08/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORO VALLEY, AZ
B
 03/12/2013 - 12/08/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORO VALLEY, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.