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Detailed Report
BRANDON JOE MONTOYA
BRANDON J. MONTOYA, BRANDON MONTOYA
CRD#: 6155790
IA
Investment Adviser
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Previous Broker
MONTOYA WEALTH MANAGEMENTCRD#: 285039 2069 WILLOW CREEK ROAD
PRESCOTT, AZ 86301
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2016 (<1 year)IAMONTOYA WEALTH MANAGEMENT (CRD# 285039)2016 - Present (8 years)
Disclosure(s)
View By:
7/6/2016
Employment Separation After Allegations
License(s)

State Registrations

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Arizona 9/14/2016
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Texas 9/21/2020
Current Registration(s)
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MONTOYA WEALTH MANAGEMENT (CRD#:285039)
2069 WILLOW CREEK ROAD, PRESCOTT, AZ 86301
Registered with this firm since 9/14/2016
Previous Registration(s)
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 09/10/2015 - 08/04/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PRESCOTT, AZ
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 09/10/2015 - 08/04/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PRESCOTT, AZ
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 08/01/2013 - 09/24/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) PRESCOTT, AZ
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 07/26/2013 - 09/24/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) PRESCOTT, AZ
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 04/29/2013 - 07/03/2013 EDWARD JONES (CRD#:250) PRESCOTT, AZ
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 03/01/2013 - 07/03/2013 EDWARD JONES (CRD#:250) PRESCOTT, AZ
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.