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JULIE DANA LIPPMAN
JULIE DANA DANA LIPPMAN
CRD#: 6153984
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 New York, NY
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2017 - Present (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2016 (2 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2014 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2015 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 8/2/2021

B
Nevada 1/24/2017

B
Arizona 1/24/2017

B
New Hampshire 1/23/2020

B
Arkansas 11/8/2023

B
New Jersey 1/5/2017

B
California 1/24/2017

IA
New Jersey 1/5/2017

B
Colorado 1/24/2017

B
New Mexico 1/24/2017

B
Connecticut 1/24/2017

B
New York 1/5/2017

B
Delaware 1/24/2017

IA
New York 7/27/2021

B
District of Columbia 1/24/2017

B
North Carolina 1/25/2017

B
Florida 1/24/2017

B
Ohio 1/25/2017

B
Georgia 1/24/2017

B
Oklahoma 3/25/2020

B
Hawaii 11/7/2018

B
Oregon 1/24/2017

B
Idaho 1/24/2017

B
Pennsylvania 1/24/2017

B
Illinois 1/24/2017

B
Rhode Island 1/24/2017

B
Indiana 4/5/2024

B
South Carolina 1/24/2017

B
Iowa 7/7/2017

B
Tennessee 1/24/2017

B
Kansas 11/23/2022

B
Texas 1/24/2017

B
Maine 1/24/2017

IA
Texas 1/28/2017

B
Maryland 1/24/2017

B
Utah 5/31/2023

B
Massachusetts 1/24/2017

B
Vermont 1/24/2017

B
Michigan 1/24/2017

B
Virginia 1/24/2017

B
Minnesota 1/24/2017

B
Washington 1/24/2017

B
Mississippi 1/24/2017

B
West Virginia 1/24/2017

B
Missouri 1/24/2017

B
Wisconsin 1/24/2017

B
Montana 7/28/2022

B
Wyoming 2/8/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
New York, NY
1201 NEW RD, STE 207 CORNERSTONE COMMERCE CENTER, LINWOOD, NJ 08221
Registered with this firm since 1/5/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
New York, NY
1201 NEW RD, STE 207 CORNERSTONE COMMERCE CENTER, LINWOOD, NJ 08221
Registered with this firm since 1/5/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/30/2015 - 12/27/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
07/21/2014 - 12/27/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
04/22/2013 - 07/23/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) LINWOOD, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.