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Kathleen Allison Martin
Kathleen Allison Deptowicz, Katie Allison Deptowicz, Katie Allison Martin, Katie Martin
CRD#: 6153494
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Erie, CO
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2020 (6 years)BSCOTTRADE, INC. (CRD# 8206)2013 - 2013 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2020 (2 years)
License(s)

State Registrations

B
Colorado 10/31/2022

IA
Texas 1/2/2025

IA
Colorado 12/20/2022

B
Texas 1/3/2025

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Erie, CO
Registered with this firm since 12/20/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Erie, CO
Registered with this firm since 10/28/2022

Previous Registration(s)
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IA
08/18/2017 - 04/29/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BOULDER, CO
B
01/02/2014 - 04/29/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BOULDER, CO
B
06/11/2013 - 12/18/2013 SCOTTRADE, INC. (CRD#:8206) WESTMINSTER, CO
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B
Broker
IA
Investment Adviser
Disclosures
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