Individual Firm
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ANDREW MICHAEL HARMAN JR.
ANDREW M HARMAN JR, ANDREW M HARMAN
CRD#: 6153310
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 437 MADISON AVENUE
29TH FLOOR
NEW YORK, NY 10022
29TH FLOOR
NEW YORK, NY 10022
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Arizona 7/2/2021
B
Nevada 4/17/2024
IA
Arizona 7/14/2021
IA
Nevada 4/22/2024
B
California 7/7/2020
B
New Hampshire 5/8/2024
IA
California 7/7/2020
IA
New Hampshire 5/14/2024
B
Colorado 7/2/2021
B
New Jersey 3/9/2016
IA
Colorado 7/2/2021
IA
New Jersey 3/10/2016
B
Connecticut 2/28/2020
B
New York 5/11/2015
IA
Connecticut 2/28/2020
IA
New York 4/16/2021
B
Delaware 8/9/2023
B
North Carolina 12/14/2021
IA
Delaware 8/10/2023
IA
North Carolina 12/15/2021
B
Florida 3/16/2021
B
Ohio 9/2/2021
IA
Florida 3/17/2021
IA
Ohio 9/2/2021
B
Georgia 5/4/2021
B
Pennsylvania 9/2/2021
IA
Georgia 5/10/2021
IA
Pennsylvania 9/2/2021
B
Illinois 4/19/2022
IA
Rhode Island 9/23/2020
IA
Illinois 4/26/2022
B
Rhode Island 9/24/2020
B
Kansas 6/16/2023
B
Texas 7/2/2021
IA
Kansas 6/16/2023
IA
Texas 7/2/2021
B
Maryland 11/22/2021
B
Virginia 9/2/2021
IA
Maryland 11/22/2021
IA
Virginia 9/2/2021
B
Massachusetts 1/31/2020
B
Washington 5/21/2024
IA
Massachusetts 2/7/2020
IA
Washington 5/21/2024
B
Michigan 9/22/2023
B
Wyoming 1/27/2022
IA
Michigan 9/26/2023
IA
Wyoming 2/2/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/10/2016
B
Registered with this firm since 5/11/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/17/2014 - 04/08/2015 | HOLBROOK, NY | |
B | 09/09/2014 - 03/26/2015 | HOLBROOK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.