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BRIAN CHARLES ZARNICK
BRIAN ZARNICK
CRD#: 6151943
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 309 COLUMBIA AVE
LEXINGTON, SC 29072
LEXINGTON, SC 29072
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 309 COLUMBIA AVE
LEXINGTON, SC 29072
LEXINGTON, SC 29072
View By:
11/27/2023
Customer Dispute
Denied
State Registrations
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Alabama 4/13/2021
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Nebraska 4/13/2021
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Alaska 4/13/2021
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Nevada 4/13/2021
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Arizona 4/13/2021
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New Hampshire 4/13/2021
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Arkansas 4/13/2021
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New Jersey 4/13/2021
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California 4/13/2021
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New Mexico 4/13/2021
B
Colorado 4/13/2021
B
New York 4/13/2021
B
Connecticut 4/13/2021
B
North Carolina 4/13/2021
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Delaware 4/13/2021
B
North Dakota 4/13/2021
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District of Columbia 4/13/2021
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Ohio 4/13/2021
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Florida 4/13/2021
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Oklahoma 4/13/2021
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Georgia 4/13/2021
B
Oregon 4/13/2021
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Hawaii 4/13/2021
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Pennsylvania 4/13/2021
B
Idaho 4/13/2021
B
Puerto Rico 4/13/2021
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Illinois 4/13/2021
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Rhode Island 4/13/2021
B
Indiana 4/13/2021
B
South Carolina 2/17/2021
B
Iowa 4/13/2021
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South Carolina 2/17/2021
B
Kansas 4/13/2021
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South Dakota 4/13/2021
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Kentucky 4/13/2021
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Tennessee 4/13/2021
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Louisiana 4/13/2021
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Texas 4/13/2021
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Louisiana 7/5/2023
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Utah 4/13/2021
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Maine 4/13/2021
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Vermont 4/13/2021
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Maryland 4/13/2021
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Virgin Islands 4/13/2021
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Massachusetts 4/13/2021
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Virginia 4/13/2021
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Michigan 4/13/2021
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Washington 4/13/2021
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Minnesota 4/13/2021
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West Virginia 4/13/2021
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Mississippi 4/13/2021
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Wisconsin 4/13/2021
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Missouri 4/13/2021
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Wyoming 4/13/2021
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Montana 4/13/2021
SRO Registrations
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 06/12/2014 - 01/02/2018 | LEXINGTON, SC | |
B | 06/11/2014 - 01/02/2018 | LEXINGTON, SC | |
IA | 03/20/2013 - 04/23/2014 | COLUMBIA, SC | |
B | 03/01/2013 - 04/23/2014 | COLUMBIA, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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