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Detailed Report
WILLIAM TRAVIS POWELL
WILLIAM T POWELL
CRD#: 6150638
IA
Investment Adviser
B
Broker
VANGUARD ADVISERS, INC.CRD#: 106715 14321 N. NORTHSIGHT BOULEVARD
SCOTTSDALE, AZ 85260
VANGUARD MARKETING CORPORATIONCRD#: 7452 14321 NORTH NORTHSIGHT BLVD.
SCOTTSDALE, AZ 85260
Registration History
20132014201520162017201820192020202120222023202420252026IAVANGUARD ADVISERS, INC. (CRD# 106715)2015 - Present (9 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2013 - Present (12 years)
License(s)

State Registrations

B
Arizona 2/26/2013
IA
Texas 4/17/2015
IA
Arizona 5/5/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VANGUARD ADVISERS, INC. (CRD#:106715)
14321 N. NORTHSIGHT BOULEVARD, SCOTTSDALE, AZ 85260
Registered with this firm since 4/17/2015
B
VANGUARD MARKETING CORPORATION (CRD#:7452)
14321 NORTH NORTHSIGHT BLVD., SCOTTSDALE, AZ 85260
CAVE CREEK, AZ
Registered with this firm since 2/5/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.