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Detailed Report
SEAN MICHAEL MCBRIDE
SEAN MCBRIDE, Sean McBride
CRD#: 6150125
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 280 PARK AVE 27TH & 29TH FLS
NEW YORK, NY 10017
Registration History
20142016201820202022202420262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - Present (7 years)BCOASTAL EQUITIES, INC. (CRD# 23769)2014 - 2014 (<1 year)BJOHN CARRIS INVESTMENTS LLC (CRD# 145767)2013 - 2014 (1 year)
License(s)

State Registrations

B
Arizona 2/23/2023
IA
New Jersey 12/1/2017
B
California 11/30/2017
B
New York 11/30/2017
B
Colorado 12/20/2021
IA
New York 7/27/2021
B
Connecticut 11/30/2017
B
North Carolina 6/16/2021
IA
Connecticut 6/25/2024
B
Pennsylvania 8/14/2020
B
Florida 11/30/2017
B
Rhode Island 8/7/2023
B
Georgia 3/9/2018
B
South Carolina 4/14/2023
B
Michigan 5/9/2022
B
Texas 11/30/2017
B
Minnesota 3/9/2018
IA
Texas 11/30/2017
B
Nevada 2/17/2021
B
Utah 7/14/2021
B
New Jersey 11/30/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
280 PARK AVE 27TH & 29TH FLS, NEW YORK, NY 10017
Norwalk, CT
Registered with this firm since 11/30/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
280 PARK AVE 27TH & 29TH FLS, NEW YORK, NY 10017
Norwalk, CT
Registered with this firm since 11/30/2017
Previous Registration(s)
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IA
 12/22/2014 - 12/11/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
 05/30/2014 - 12/11/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
 04/24/2014 - 06/30/2014 COASTAL EQUITIES, INC. (CRD#:23769) New York, NY
B
 02/07/2013 - 05/23/2014 JOHN CARRIS INVESTMENTS LLC (CRD#:145767)
FINRA expelled the firm on 08/18/2014
HOBOKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.