Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Amy Catherine Frechette
Amy Catherine Sullivan
CRD#: 6150061
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 263 CANAL ST UNIT 1
BRATTLEBORO, VT 05301-6464
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAEDWARD JONES (CRD# 250)2023 - Present (2 years)BEDWARD JONES (CRD# 250)2022 - Present (2 years)
License(s)

State Registrations

B
Alaska 2/20/2025
B
New York 4/4/2023
B
Arizona 4/4/2023
B
North Carolina 4/4/2023
B
California 4/4/2023
B
Oregon 4/4/2023
B
Connecticut 3/29/2023
B
Pennsylvania 4/4/2023
B
Florida 3/29/2023
B
Rhode Island 4/4/2023
B
Georgia 10/7/2024
B
Texas 3/29/2023
B
Louisiana 10/7/2024
IA
Texas 3/30/2023
B
Maine 10/7/2024
B
Vermont 1/31/2023
B
Maryland 4/4/2023
IA
Vermont 3/21/2023
B
Massachusetts 3/29/2023
B
Virginia 10/7/2024
B
New Hampshire 3/29/2023
B
Wyoming 10/19/2023
B
New Jersey 4/4/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
263 CANAL ST UNIT 1, BRATTLEBORO, VT 05301-6464
Registered with this firm since 3/21/2023
B
EDWARD JONES (CRD#:250)
263 CANAL ST UNIT 1, BRATTLEBORO, VT 05301-6464
Registered with this firm since 11/23/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.