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Detailed Report
THOMAS JOHN PELLERITO
TOM PELLERITO
CRD#: 6149908
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 101 First ST.
BAY CITY, MI 48708
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 12/18/2017
B
Minnesota 8/23/2017
B
Arkansas 1/3/2019
B
Missouri 5/2/2019
B
California 2/14/2018
B
New Hampshire 10/17/2018
B
Colorado 2/10/2023
B
New Jersey 12/18/2017
B
Connecticut 2/23/2024
B
New Mexico 3/5/2020
B
District of Columbia 4/16/2021
B
North Carolina 2/15/2018
B
Florida 2/8/2021
B
Ohio 5/22/2014
B
Georgia 2/8/2021
IA
Ohio 5/22/2014
B
Illinois 3/31/2020
B
Pennsylvania 2/3/2020
B
Indiana 2/14/2018
B
South Dakota 1/7/2022
B
Louisiana 10/11/2018
B
Texas 3/9/2021
B
Maine 9/10/2018
B
Virginia 4/23/2019
B
Maryland 10/30/2014
B
Washington 2/14/2018
B
Michigan 9/23/2013
B
Wisconsin 1/5/2021
IA
Michigan 9/24/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
101 First ST., BAY CITY, MI 48708
Registered with this firm since 9/24/2013
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
101 First ST., BAY CITY, MI 48708
Registered with this firm since 7/17/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.