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Detailed Report
MATTHEW JACOB SHAPIRO
CRD#: 6149662
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 Menomonee Falls, WI
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2013 - 2015 (1 year)IABMO HARRIS FINANCIAL ADVISORS, INC (CRD# 137115)2014 - 2015 (1 year)
License(s)

State Registrations

B
Wisconsin 8/17/2015
IA
Wisconsin 8/17/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Menomonee Falls, WI
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202-5391
Registered with this firm since 8/17/2015
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Menomonee Falls, WI
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Registered with this firm since 8/17/2015
Previous Registration(s)
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IA
 05/09/2014 - 08/20/2015 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) MILWAUKEE, WI
B
 11/25/2013 - 08/20/2015 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.