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YOLANDA F WILSON
Yolanda Fay Wilson
CRD#: 6149523
IA
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WELLS FARGO ADVISORSCRD#: 19616 11625 N Community House Rd
Charlotte, NC 28277
Charlotte, NC 28277
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6/6/2016
Financial
Final
State Registrations
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North Carolina 8/21/2023
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North Carolina 9/8/2023
SRO Registrations
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Registered with this firm since 9/8/2023
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Registered with this firm since 8/18/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/23/2019 - 06/26/2023 | CHARLOTTE, NC | |
B | 01/19/2016 - 10/22/2018 | CHARLOTTE, NC | |
B | 12/10/2013 - 08/07/2015 | CHARLOTTE, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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