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Antwan S Daniels
ANTWAN S DANIELS, ANTWAN SYLVESTER DANIELS
CRD#: 6149123
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 E COLORADO BLVD
PASADENA, CA 91101
PASADENA, CA 91101
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Arizona 1/13/2020
B
New Jersey 9/30/2024
B
California 10/19/2015
B
New Mexico 7/11/2019
IA
California 10/19/2015
B
New York 4/6/2016
B
Connecticut 11/22/2016
B
North Carolina 1/26/2016
B
District of Columbia 6/15/2018
B
Pennsylvania 11/17/2021
B
Florida 9/23/2016
B
Texas 12/21/2015
B
Georgia 8/1/2018
IA
Texas 12/21/2015
B
Maryland 6/13/2018
B
Utah 6/14/2023
B
Massachusetts 2/5/2025
B
Washington 10/19/2015
B
Nevada 10/12/2020
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 10/19/2015
B
Registered with this firm since 10/19/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/22/2015 - 10/29/2015 | GLENDORA, CA | |
B | 04/21/2015 - 10/29/2015 | GLENDORA, CA | |
IA | 01/13/2014 - 04/23/2015 | BREA, CA | |
B | 01/09/2014 - 04/23/2015 | BREA, CA | |
B | 04/15/2013 - 05/29/2013 | RIVERSIDE, CA |
RIVERSIDE, CA
04/15/2013 - 05/29/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.