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CALIFORNIA DENIED RESPONDENT'S APPLICATION FOR AN UNRESTRICTED LICENSE DUE TO THE FACT THAT RESPONDENT WAS CONVICTED OF THREE TRAFFIC RELATED MATTERS IN CALIFORNIA IN 2009. CALIFORNIA ISSUED A RESTRICTED LICENSE TO ACT AS AN ACCIDENT AND HEALTH AGENT AND LIFE-ONLY AGENT SUBJECT TO RESPONDENT OBEYING THE LAWS AND REGULATIONS OF ALL STATE AND FEDERAL AGENCIES WITH JURISDICTION OVER HIM.
Resolution
Order
Sanctions
Denial
Sanctions
DENIED ISSUING AN UNRESTRICTED LICENSE AND ISSUED RESTRICTED LICENSE SUBJECT TO RESPONDENT OBEYING THE LAWS AND REGULATIONS OF ALL STATE AND FEDERAL AGENCIES WITH JURISDICTION OVER HIM.
Broker Comment
ON 8/9/2016 CALIFORNIA REMOVED THE RESTRICTIONS ON RESPONDENT'S LICENSE AND ISSUED AN UNRESTRICED LICENSE TO ACT AS AN ACCIDENT AND HEALTH AGENT AND LIFE-ONLY AGENT.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.