Individual Firm
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SHUWUN MA
CRD#: 6148562
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 Boise, ID
IFP SECURITIES, LLCCRD#: 297287 Boise, ID
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Arizona 9/1/2023
B
Missouri 9/1/2023
IA
Arizona 9/15/2023
IA
Missouri 9/1/2023
B
California 9/1/2023
B
Nevada 9/1/2023
IA
California 9/1/2023
IA
Nevada 9/6/2023
B
Florida 9/1/2023
B
North Carolina 9/1/2023
IA
Florida 9/7/2023
IA
North Carolina 9/8/2023
B
Georgia 9/1/2023
B
Oregon 9/1/2023
IA
Georgia 9/5/2023
IA
Oregon 9/1/2023
B
Idaho 9/1/2023
IA
Texas 12/21/2023
IA
Idaho 9/1/2023
B
Washington 9/1/2023
B
Maryland 9/1/2023
IA
Washington 9/11/2023
IA
Maryland 9/1/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/17/2017 - 09/08/2023 | Meridian, ID | |
B | 01/12/2016 - 09/08/2023 | Meridian, ID | |
B | 01/23/2014 - 08/24/2015 | BOISE, ID |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.