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Detailed Report
KULTAR SINGH BINDRA
KULTAR BINDRA, SID BINDRA, Kultar S Bindra
CRD#: 6147537
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 TAMPA, FL
Registration History
20142016201820202022202420262 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
2/16/2024
Customer Dispute
Settled
8/31/2023
Customer Dispute
Settled
1/12/2017
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/16/2024
B
New Jersey 9/10/2024
B
Arizona 9/10/2024
B
New York 9/10/2024
B
California 9/10/2024
B
North Carolina 10/29/2024
B
Colorado 10/3/2024
B
Ohio 9/10/2024
B
Delaware 10/30/2024
B
Oklahoma 9/17/2024
B
District of Columbia 9/10/2024
B
Pennsylvania 9/10/2024
B
Florida 9/10/2024
B
South Carolina 9/10/2024
IA
Florida 9/11/2024
B
Texas 9/10/2024
B
Georgia 9/10/2024
IA
Texas 9/11/2024
B
Maine 9/10/2024
B
Utah 9/25/2024
B
Maryland 9/10/2024
B
Virginia 9/19/2024
B
Mississippi 9/10/2024
B
Washington 9/10/2024
B
Nevada 11/19/2024
B
West Virginia 9/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
TAMPA, FL
Registered with this firm since 9/11/2024
B
LPL FINANCIAL LLC (CRD#:6413)
TAMPA, FL
Registered with this firm since 9/10/2024
Previous Registration(s)
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IA
 02/17/2021 - 09/11/2024 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) TAMPA, FL
B
 02/17/2021 - 09/11/2024 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) TAMPA, FL
IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 02/07/2017 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ARLINGTON, VA
B
 02/07/2017 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ARLINGTON, VA
IA
 06/04/2015 - 02/07/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) ANNAPOLIS, MD
B
 06/04/2015 - 02/07/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) ANNAPOLIS, MD
IA
 05/08/2013 - 06/18/2015 MORGAN STANLEY (CRD#:149777) ANNAPOLIS, MD
B
 02/11/2013 - 06/18/2015 MORGAN STANLEY (CRD#:149777) ANNAPOLIS, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.