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Detailed Report
Chad Alan Thomas-Killam
CHAD ALAN KILLAM, Chad Killam, CHAD ALAN THOMAS-KILLAM, Chad Thomas-Killam, chad killam
CRD#: 6146090
IA
Investment Adviser
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Previous Broker
POTOMAC FUND MANAGEMENTCRD#: 105413 Van Meter, IA
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2024 - 2025 (<1 year)IAPOTOMAC FUND MANAGEMENT (CRD# 105413)2025 - Present (<1 year)BRUSSELL INVESTMENTS FINANCIAL ... (CRD# 21771)2021 - 2023 (2 years)BPRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD# 43261)2017 - 2021 (4 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2014 - 2017 (2 years)BNYLIFE SECURITIES LLC (CRD# 5167)2013 - 2014 (1 year)IARUSSELL INVESTMENTS (CRD# 105734)2021 - 2024 (2 years)
License(s)

State Registrations

IA
Iowa 3/5/2025
Current Registration(s)
IA
POTOMAC FUND MANAGEMENT (CRD#:105413)
Van Meter, IA
Registered with this firm since 3/5/2025
Previous Registration(s)
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IA
 10/04/2024 - 02/07/2025 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) Clive, IA
B
 09/30/2024 - 02/07/2025 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Clive, IA
IA
 10/18/2021 - 05/06/2024 RUSSELL INVESTMENTS (CRD#:105734) Van Meter, IA
B
 10/12/2021 - 11/11/2023 RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (CRD#:21771) SEATTLE, WA
B
 02/23/2017 - 09/24/2021 PRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD#:43261) DES MOINES, IA
B
 03/18/2014 - 02/24/2017 PRINCIPAL SECURITIES, INC. (CRD#:1137) DES MOINES, IA
B
 01/31/2013 - 02/05/2014 NYLIFE SECURITIES LLC (CRD#:5167) WEST DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.