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GLORIA BERTAGNOLLI RYAN
GLORIA B RYAN, GLORIA B. RYAN
CRD#: 6144740
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1400 POST OAK BLVD
STE 650
HOUSTON, TX 77056
STE 650
HOUSTON, TX 77056
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1400 POST OAK BLVD
STE 650
HOUSTON, TX 77056
STE 650
HOUSTON, TX 77056
0
Disclosures
12
Years of Experience
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State Registrations
B
Texas 2/3/2017
IA
Texas 2/16/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/16/2017
B
Registered with this firm since 2/3/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/22/2015 - 01/30/2017 | HOUSTON, TX | |
B | 05/16/2013 - 01/30/2017 | HOUSTON, TX | |
B | 12/13/2012 - 05/16/2013 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.