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Detailed Report
BENJAMIN FRANKLIN DUCKETT
CRD#: 6143741
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 9665 Wilshire Boulevard
Suite 600
Beverly Hills, CA 90212
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (12 years)
Disclosure(s)
View By:
12/9/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/31/2024
B
Montana 4/2/2021
B
Alaska 12/7/2022
B
Nevada 2/27/2019
B
Arizona 12/10/2013
B
New Hampshire 1/8/2025
B
California 1/30/2013
B
New Jersey 6/12/2017
IA
California 1/30/2013
B
New Mexico 10/18/2016
B
Colorado 2/10/2014
B
New York 7/8/2014
B
Connecticut 1/8/2014
B
North Carolina 7/19/2024
B
Delaware 2/11/2021
B
Ohio 2/10/2021
B
District of Columbia 4/15/2021
B
Oregon 1/12/2024
B
Florida 3/19/2014
B
Pennsylvania 6/11/2019
B
Georgia 12/10/2013
B
Puerto Rico 12/4/2020
B
Idaho 4/8/2015
B
South Carolina 1/31/2024
B
Illinois 5/17/2024
B
Texas 11/18/2013
B
Indiana 4/23/2024
IA
Texas 3/3/2020
B
Iowa 3/2/2021
B
Utah 3/18/2021
B
Kentucky 3/26/2021
B
Vermont 5/17/2024
B
Louisiana 12/4/2020
B
Virginia 2/23/2021
B
Maryland 5/17/2024
B
Washington 11/20/2013
B
Massachusetts 9/30/2019
B
West Virginia 1/29/2025
B
Michigan 2/23/2021
B
Wisconsin 6/13/2023
B
Minnesota 3/12/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 1/30/2013
B
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 1/11/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.