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Detailed Report
Ian Lee Johannes
CRD#: 6142738
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 7731 E NORTHERN LIGHTS BLVD
STE 210
ANCHORAGE, AK 99504
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alaska 2/11/2013
B
Montana 4/9/2015
IA
Alaska 4/8/2013
B
Nevada 5/17/2018
B
Arizona 10/28/2013
B
New York 2/7/2023
B
California 2/16/2024
B
North Carolina 3/16/2016
B
Colorado 9/27/2023
B
Ohio 10/26/2018
B
Florida 8/20/2024
B
Oklahoma 10/19/2021
B
Idaho 12/21/2017
B
Oregon 1/13/2014
B
Illinois 10/2/2023
B
Texas 10/16/2014
B
Kansas 9/24/2024
IA
Texas 1/4/2019
B
Kentucky 2/5/2024
B
Virginia 7/30/2014
B
Michigan 4/17/2015
B
Washington 8/7/2013
B
Minnesota 7/26/2024
B
West Virginia 7/12/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
7731 E NORTHERN LIGHTS BLVD STE 210, ANCHORAGE, AK 99504
Registered with this firm since 4/8/2013
B
EDWARD JONES (CRD#:250)
7731 E NORTHERN LIGHTS BLVD STE 210, ANCHORAGE, AK 99504
Registered with this firm since 1/25/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.