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BRANDON CONRAD SPITZER
CRD#: 6142434
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 2055 CROCKER ROAD
WESTLAKE, OH 44145
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 8/6/2020

B
New Hampshire 7/12/2021

B
California 1/28/2015

B
New Jersey 9/4/2020

B
Colorado 8/6/2020

B
New Mexico 8/6/2020

B
Connecticut 8/6/2020

B
New York 8/6/2020

B
Florida 1/28/2015

B
North Carolina 11/2/2017

B
Georgia 8/6/2020

B
Ohio 8/29/2014

B
Illinois 1/28/2015

IA
Ohio 10/3/2014

B
Indiana 8/6/2020

B
Oregon 8/6/2020

B
Iowa 9/4/2020

B
Pennsylvania 8/6/2020

B
Maryland 8/6/2020

B
South Carolina 8/6/2020

B
Massachusetts 8/6/2020

B
Texas 8/6/2020

B
Michigan 1/28/2015

IA
Texas 9/8/2020

B
Mississippi 8/6/2020

B
Utah 11/6/2020

B
Montana 1/16/2025

B
Wisconsin 6/3/2021

B
Nevada 8/6/2020

B
Wyoming 8/3/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2055 CROCKER ROAD, WESTLAKE, OH 44145
Registered with this firm since 10/3/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2055 CROCKER ROAD, WESTLAKE, OH 44145
Registered with this firm since 8/27/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.