• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL SHANE TATREAU
CRD#: 6142262
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 13815 FNB Parkway Suite 300
OMAHA, NE 68154-5220
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 4/11/2013

IA
Nebraska 2/19/2013

B
Arkansas 11/22/2016

B
Nevada 7/18/2022

B
California 4/11/2013

B
New York 10/8/2019

B
Colorado 4/11/2013

B
North Carolina 11/30/2022

B
Florida 10/9/2013

B
Ohio 11/30/2022

B
Illinois 4/11/2013

B
Oregon 11/30/2022

B
Iowa 4/11/2013

B
South Carolina 11/30/2022

B
Kansas 4/11/2013

B
South Dakota 4/27/2021

B
Maryland 4/16/2021

B
Texas 4/11/2013

B
Massachusetts 3/26/2020

IA
Texas 4/29/2013

B
Minnesota 4/11/2013

B
Vermont 11/30/2022

B
Mississippi 8/11/2021

B
Virginia 4/11/2013

B
Missouri 4/11/2013

B
Washington 5/2/2014

B
Nebraska 2/12/2013

B
Wisconsin 4/11/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Registered with this firm since 2/19/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Registered with this firm since 1/17/2013

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.