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Shawn E Williams
SHAWN EDWARD WILLIAMS, SHAWN WILLIAMS
CRD#: 6142063
IA
B
PRIMERICA ADVISORSCRD#: 10111 15333 N PIMA RD
SUITE 305-B
SCOTTSDALE, AZ 85260
SUITE 305-B
SCOTTSDALE, AZ 85260
0
Disclosures
8
Years of Experience
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State Registrations
B
Arizona 8/7/2018
B
South Dakota 1/4/2022
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Arizona 11/26/2021
B
Texas 9/5/2018
B
Minnesota 11/12/2024
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Texas 9/20/2023
SRO Registrations
B
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Registered with this firm since 11/26/2021
B
Registered with this firm since 7/24/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/17/2016 - 12/02/2016 | ROME, NY | |
B | 01/15/2013 - 11/18/2014 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.