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Jaime Alberto Gutierrez
JAIME ALBERTO GUTIERREZ, Jaime Gutierrez
CRD#: 6141952
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
2018201920202021202220232024202520262 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Arkansas 1/2/2023

B
New Mexico 1/2/2023

B
Colorado 1/2/2023

B
Oklahoma 1/2/2023

B
Florida 1/2/2023

B
Texas 12/6/2022

B
Illinois 1/15/2025

IA
Texas 12/6/2022

B
Louisiana 1/2/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 12/6/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 12/6/2022

Previous Registration(s)
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07/13/2020 - 10/24/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) San Antonio, TX
B
07/01/2020 - 10/24/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) San Antonio, TX
B
04/26/2018 - 07/16/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MCALLEN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.