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Michael Bradley McGrady
MICHAEL B MCGRADY
CRD#: 6141878
IA
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TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Angier, NC
TRANSAMERICA INVESTORS SECURITIES, LLCCRD#: 32205 Angier, NC
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Disclosures
11
Years of Experience
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State Registrations
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North Carolina 12/1/2021
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North Carolina 12/1/2021
SRO Registrations
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Registered with this firm since 12/1/2021
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Registered with this firm since 12/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/14/2020 - 11/24/2021 | CARY, NC | |
B | 08/14/2020 - 11/24/2021 | CARY, NC | |
IA | 08/30/2017 - 08/14/2020 | RALEIGH, NC | |
B | 08/30/2017 - 08/14/2020 | RALEIGH, NC | |
IA | 06/05/2014 - 08/07/2017 | RALEIGH, NC | |
B | 06/05/2014 - 08/07/2017 | RALEIGH, NC | |
IA | 02/04/2013 - 06/19/2013 | MARLTON, NJ | |
B | 01/11/2013 - 06/19/2013 | MARLTON, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.