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JAMES WILLIAM MORRIS
JAMES W MORRIS
CRD#: 6140164
IA
Investment Adviser
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Previous Broker
IEQ CAPITAL, LLCCRD#: 301819 309 East Paces Ferry Rd NE
Suite 400
Atlanta, GA 30305
Registration History
201320142015201620172018201920202021202220232024202520263 FIRMS2019 - 2024 (4 years)IAIEQ CAPITAL, LLC (CRD# 301819)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2019 (6 years)
License(s)

State Registrations

IA
California 4/12/2024

IA
Georgia 4/15/2024

Current Registration(s)
IA
IEQ CAPITAL, LLC (CRD#:301819)
309 East Paces Ferry Rd NE Suite 400, Atlanta, GA 30305
Registered with this firm since 4/12/2024

Previous Registration(s)
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IA
06/26/2019 - 04/23/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
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06/11/2019 - 04/23/2024 CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777) Atlanta, GA
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06/11/2019 - 04/23/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
02/06/2013 - 05/24/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.