• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Eric Arbuckle
ERIC C ARBUCKLE, ERIC ARBUCKLE
CRD#: 6136856
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2019 (2 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 12/20/2022

B
Mississippi 12/20/2022

B
Arizona 12/16/2022

B
Montana 12/20/2022

B
Arkansas 12/20/2022

B
Nevada 12/20/2022

B
California 12/16/2022

B
New York 12/20/2022

IA
California 12/16/2022

B
North Carolina 12/20/2022

B
Colorado 12/20/2022

B
Ohio 12/21/2022

B
Delaware 12/20/2022

B
Oregon 5/1/2024

B
Florida 12/20/2022

B
Pennsylvania 12/20/2022

B
Georgia 12/20/2022

B
Tennessee 12/20/2022

B
Hawaii 12/20/2022

B
Texas 12/16/2022

B
Idaho 12/16/2022

IA
Texas 12/16/2022

B
Illinois 7/30/2024

B
Utah 12/20/2022

B
Massachusetts 12/20/2022

B
Virginia 12/16/2022

B
Michigan 12/20/2022

B
Washington 12/20/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 12/16/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 12/16/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/12/2021 - 12/19/2022 EDWARD JONES (CRD#:250) SIMI VALLEY, CA
B
09/20/2021 - 12/19/2022 EDWARD JONES (CRD#:250) SIMI VALLEY, CA
IA
09/13/2016 - 03/25/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
09/13/2016 - 03/25/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
IA
05/27/2014 - 09/28/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
05/27/2014 - 09/28/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
IA
05/07/2014 - 05/16/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTLAKE VILLAGE, CA
B
02/04/2014 - 05/16/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTLAKE VILLAGE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.