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JEFFREY EDWARD GONG
CRD#: 6136817
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 800 El Camino Real
Suite 100
Menlo Park, CA 94025-4875
Suite 100
Menlo Park, CA 94025-4875
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11/5/2020
Regulatory
Final
State Registrations
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Alabama 10/15/2020
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Michigan 10/4/2023
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Arizona 11/5/2020
B
Nevada 6/25/2024
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California 5/2/2014
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New Jersey 10/15/2020
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California 2/4/2019
B
New York 8/4/2020
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Colorado 8/13/2020
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North Carolina 4/1/2024
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District of Columbia 10/25/2021
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Oregon 8/13/2020
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Florida 4/21/2022
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Tennessee 3/5/2025
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Idaho 6/25/2021
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Vermont 6/25/2024
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Massachusetts 9/10/2024
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Washington 7/13/2021
SRO Registrations
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Registered with this firm since 2/4/2019
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Registered with this firm since 2/21/2014
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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