Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
AMER SHAKER DABABNEH
AMER DABABENH, AMER S DABABNEH, AMER SHAKAR DABABNEH
CRD#: 6136267
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3515 WEST CHESTER PIKE
NEWTOWN SQUARE, PA 19073
Registration History
201220142016201820202022202420262 FIRMS2014 - Present (10 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2012 - 2014 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Florida 11/21/2017
B
Pennsylvania 5/30/2014
B
Georgia 5/16/2023
IA
Pennsylvania 8/25/2016
IA
New Jersey 6/2/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3515 WEST CHESTER PIKE, NEWTOWN SQUARE, PA 19073
Registered with this firm since 6/2/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3515 WEST CHESTER PIKE, NEWTOWN SQUARE, PA 19073
Registered with this firm since 5/30/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/11/2014 - 05/22/2014 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) EGG HARBOR TOWNSHIP, NJ
B
 11/30/2012 - 05/22/2014 PRUCO SECURITIES, LLC. (CRD#:5685) EGG HARBOR TOWNSHIP, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.