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Detailed Report
John R Daniels
JOHNNY ROLAND DANIELS, John Roland Daniels
CRD#: 6134300
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 778 ROOSEVELT TRAIL
WINDHAM, ME 04062
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (1 year)BPFS INVESTMENTS INC. (CRD# 10111)2013 - 2023 (10 years)
Disclosure(s)
View By:
2/16/2018
Financial
Final
License(s)

State Registrations

B
Alabama 1/2/2025
B
Massachusetts 12/13/2023
B
California 1/18/2024
B
Montana 10/7/2024
B
Connecticut 8/14/2023
B
New Hampshire 4/17/2023
B
Florida 8/14/2023
B
New York 8/12/2023
B
Maine 4/14/2023
B
Texas 8/11/2023
IA
Maine 5/31/2023
IA
Texas 8/21/2023
B
Maryland 10/6/2023
B
Virginia 10/3/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
778 ROOSEVELT TRAIL, WINDHAM, ME 04062
Registered with this firm since 5/31/2023
B
EDWARD JONES (CRD#:250)
778 ROOSEVELT TRAIL, WINDHAM, ME 04062
Registered with this firm since 4/14/2023
Previous Registration(s)
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B
 01/01/2013 - 03/31/2023 PFS INVESTMENTS INC. (CRD#:10111) BIDDEFORD, ME
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.