Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SARA KAHLENE HEMMINGS
SARA KAHLENE FOX, SARA HEMMINGS
CRD#: 6133812
IA
B
MORGAN STANLEYCRD#: 149777 6125 Sky Pond Drive
Loveland, CO 80538
Loveland, CO 80538
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Arizona 12/17/2015
B
New Hampshire 10/16/2020
B
California 9/30/2015
B
New Jersey 8/2/2016
B
Colorado 9/30/2015
B
New Mexico 6/27/2019
IA
Colorado 9/30/2015
B
New York 12/17/2015
B
Delaware 11/19/2024
B
North Carolina 10/16/2020
B
District of Columbia 10/16/2020
B
North Dakota 6/24/2020
B
Florida 12/17/2015
B
Oklahoma 12/17/2015
B
Idaho 12/17/2015
B
Oregon 3/9/2017
B
Indiana 10/16/2020
B
Pennsylvania 1/15/2025
B
Iowa 10/16/2020
B
South Dakota 12/17/2015
B
Kansas 12/17/2015
B
Tennessee 10/27/2016
B
Maine 2/11/2020
B
Texas 12/17/2015
B
Massachusetts 12/17/2015
IA
Texas 4/15/2020
B
Michigan 5/20/2020
B
Utah 7/5/2024
B
Minnesota 10/16/2020
B
Virginia 10/16/2020
B
Missouri 10/16/2020
B
Washington 10/16/2020
B
Montana 12/17/2015
B
Wisconsin 10/16/2020
B
Nebraska 12/17/2015
B
Wyoming 12/17/2015
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/30/2015
B
Registered with this firm since 9/30/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/23/2015 - 07/01/2015 | SOUTHFIELD, MI | |
B | 03/13/2015 - 07/01/2015 | SOUTHFIELD, MI | |
B | 01/01/2013 - 06/27/2014 | DENVER, CO | |
IA | 03/29/2013 - 11/14/2013 | DENVER, CO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.